Compliance Manager
Location: Dublin 2. Type: Permanent. Salary: Negotiable. Reference# DH100018F
Our client is a leading online financial services organisation currently seeking to recruit a Compliance Manager
Responsibilities
- Manage the compliance function, ensuring the firm meets its obligations on an ongoing basis
- Monitor and develop the compliance function requirements across the business to ensure compliance with regulatory requirements, both existing and developing
- Report to the Board of the directors on compliance issues
- Act as main liaison with the Financial Regulator
- Ensure the upkeep and ongoing development of the Firm’s Compliance Policies and procedures
- Provide guidance and training to staff on regulatory matters
- Monitor compliance with capital adequacy requirements
- Act as the Compliance Officer and Money Laundering Reporting Officer (MLRO) for the Firm
Requirements
- Business oriented individual maintaining the highest standards of compliance and regulation within the Firm
- Strong organizational and communication skills and the ability to implement change in a dynamic regulatory environment
- 3+ years experience within Compliance or similar
- Strong knowledge of MiFID regulations desirable
- AML knowledge /experience is essential
- Undergraduate degree in Business and /or Law
- Professional Diploma in Compliance (LCOI) desirable
- Previous experience in an online entrepreneurial environment is desirable
- Excellent communication skills, both verbal and written
- Strong decision making skills
- Accuracy and attention to detail
- Results oriented management skills